Saturday, January 1, 2011

New Brochure and Advertising Rules for Financial Agents

If you are in the financial industry, make sure you are following the SEC's new brochure and advertising rules issued October 12, 2010. This rule requires that financial agents and brokers provide additional contact, disclosure and firm information in an approved brochure format. In order to meet the brochure supplement requirements for educational disclosure, you can order and use the You Deserve Professional Senior Advice brochure available at For full rule text, please visit

blog posting provided Society of Certified Senior Advisors